Articles Tagged with Andrew Miles

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Miles (Miles), previously associated with Green Vista Capital, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Miles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $273,381.00 on May 12, 2025.

Claimants allege breach of fiduciary obligations/duties; breach of contract; Negligence/professional negligence; failure to conduct adequate due diligence; failure to supervise, and violations of both state and federal rules and regulations.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Miles (Miles), previously associated with Green Vista Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Miles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00  on January 22, 2025.

Claimants allege reasonable basis unsuitability; breach of fiduciary duty; negligence/gross negligence/negligence per se; negligent misrepresentation; intentional misrepresentation/omission;aiding and abetting a fraud; negligent hiring, retention, supervision; breach of contract; equitable rescission; declaratory judgement

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Miles (Miles), previously associated with Green Vista Capital, LLC, has at least 13 disclosable events. These events include 13 customer complaints, alleging that Miles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on January 15, 2025.

Claimant alleges reasonable basis unsuitability; breach of fiduciary duty; negligemce/gross negligence/negligence per se; negligent misrepresentation; interntional misrepresentation/omission; aiding and abetting a fraud; negligent hiring, retention, supervision; breach of contract; equitable rescission, and declaration judgment.