Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Dinkelmeyer (Dinkelmeyer), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Dinkelmeyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on April 26, 2021.
Unreasonable investment recommendations ,breach of fiduciary duties