Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amy Tucker (Tucker), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Tucker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.01 on March 30, 2023.
Claimant alleges misrepresentation and other claims relating to the purchase of Lord Abbett Funds on or about March 15, 2022.