Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amy Charlson (Charlson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Charlson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $450,000.00 on February 20, 2024.
Claimants allege registered representative used incorrect information as the basis for her recommendation that the claimants could retire and calculate how much money the Claimants could withdraw monthly during retirement.