Securities Lawyers Blog
The FINRA arbitration attorneys at Gana Weinstein LLP represent investors who have suffered investment losses at brokerage firms such as Alpaca Securities LLC. Investors who have lost money because of broker misconduct or financial advisor negligence can often recover those losses through FINRA arbitration rather than in court. Our securities arbitration lawyers can review your accounts, explain how a FINRA claim works, and tell you whether you have a case worth pursuing.
Alpaca Securities is a self-clearing broker-dealer that provides API-based brokerage infrastructure, letting fintech companies and developers offer trading in stocks, ETFs, options, fixed income and fractional shares, and it also clears for other broker-dealers under the name Alpaca Clearing. Part of AlpacaDB, a company founded in 2015 and based in California, the firm has helped partners open over seven million brokerage accounts in more than 40 countries.
Alpaca Securities LLC – By the Numbers: