Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexis Aldaz (Aldaz), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Aldaz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,000.00 on June 13, 2025.
Client alleges unauthorized trades were placed.