Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexander Mclachlin (Mclachlin), currently associated with Independent Investment Bankers, Corp., has at least one disclosable event. These events include one customer complaint, alleging that Mclachlin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $18,000.00 on March 02, 2026.
Claimant alleges breach of contract and related claims arising from a capital raising engagement agreement dated January 14, 2025, and extension amendment dated May 19, 2025, between Independent Investment Bankers Corp. and Tackle Enterprises, LLC. Claimant alleges inadequate services were performed during the engagement period of January through July 2025 and seeks return of engagement fees paid. Respondent denies all allegations and intends to contest the claims vigorously. No securities product was involved in the engagement.