Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexander Kondur (Kondur), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kondur recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,785.71 on July 28, 2022.
Customer alleges failure to follow instructions resulted in a new CDSC period. Activity dates 4.12.22 – 4.12.22.