Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Greenberg (Greenberg), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Greenberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on May 22, 2023.
Claimant alleges, inter alia, unsuitability with respect to investments in his managed accounts from 2021 to 2022