Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Feutz (Feutz), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Feutz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,673.00 on September 21, 2022.
Customer alleges Contingent Deferred Sales Charge was not disclosed with regard to a mutual fund investment. Activity dates 11.17.21 – 9.16.22.