Securities Lawyers Blog
Investors researching Aegis Investments, Inc. often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which Aegis Investments, Inc. was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
Aegis Investments is a broker-dealer and investment advisory firm that offers non-discretionary brokerage services in stocks, exchange-traded funds, mutual funds, and cash alternatives to individuals, families, trusts, and estates. Founded in Minnesota in 1984, the firm is based in St Louis Park in the Minneapolis area.
Aegis Investments, Inc. – By the Numbers: