Securities Lawyers Blog
The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Silver Leaf Partners, LLC, were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.
Silver Leaf Partners is a broker-dealer and investment banking firm that has provided brokerage and capital markets services, including the SLPrime prime brokerage service for small and mid-sized hedge funds, offered as an introducing broker with Merrill Lynch. Formed in New York in 2003, the firm is individually owned and based at 3 Columbus Circle in New York City.
Silver Leaf Partners, LLC – By the Numbers:
- CRD #: 126694
- Regulatory Events: 1
- Broker Employees: 49
Silver Leaf Partners, LLC – In the News:
FINRA v. Silver Leaf Partners, LLC (Case #2014042606902) – FINRA member firm paid transaction-based compensation to non-members and failed to establish and implement effective systems to prevent such payments and to govern one of its business lines. Held, FINRA’s findings of violations and imposition of sanctions are sustained.
Gana Weinstein LLP has successfully handled hundreds of customer investment disputes with their brokerage firms. Our attorneys can help you detect and uncover suspicious activity in your accounts. Our consultations are free and we welcome all inquiries.