Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Place Trade Financial, Inc.. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
Place Trade Financial is a full service discount brokerage firm that provides a trading platform for independent investors and financial professionals, handling equities, mutual funds, variable annuities, margin accounts, and investment planning and advice. Incorporated in North Carolina at the end of 2002 and headquartered in Raleigh, the firm clears its transactions on a fully disclosed basis through Interactive Brokers.
Place Trade Financial, Inc. – By the Numbers:
- CRD #: 126867
- Regulatory Events: 1
- Broker Employees: 1
Place Trade Financial, Inc. – In the News:
FINRA v. Place Trade Financial, Inc. (Case #2022076585601) – From October 2020 to November 2023, Place Trade Financial, Inc. made exaggerated, unwarranted, promissory, and misleading statements on its website, as well as claims about its services without providing a sound basis for evaluating those claims. Therefore, the firm violated FINRA Rules 2210(d) and 2010.
Gana Weinstein LLP has successfully litigated broker disputes through verdict or settlement. We represent both individuals and institutions throughout the country in FINRA arbitration, as well as commercial litigation in state and federal courts. Our consultations are both free and thorough and our securities litigation attorneys can help you uncover wrongful activity in your account.