Securities Lawyers Blog

Broker Eugene Yelverton in LPL Financial LLC Firm Has Customer Complaint

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eugene Yelverton (Yelverton), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yelverton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on October 19, 2020.

Customer alleges unsuitable alternative investment recommendation. Activity period: 12/2014 to 9/2020.

There are Recent Customer Complaints with Broker Drew Marchitello in Firm J.P. Morgan Securities LLC

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Drew Marchitello (Marchitello), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Marchitello recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on October 20, 2020.

Client alleges misrepresentation regarding variable annuity investment. Activity dates 09/08/2020-09/08/2020.

There are Recent Customer Complaints with Broker Douglas Miller in Firm Silver Oak Securities, Incorporated

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Miller (Miller), previously associated with Silver Oak Securities, Incorporated, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on October 20, 2020.

Customer allegations against Silver Oak Securities include negligence, unsuitable recommendations, negligent supervision and breach of fiduciary duty.

There are Recent Customer Complaints with Broker Mark Damer in Firm Thurston, Springer, Miller, Herd & Titak, INC.

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Damer (Damer), currently associated with Thurston, Springer, Miller, Herd & Titak, INC., has at least one disclosable event. These events include one customer complaint, alleging that Damer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on October 20, 2020.

Per Sanctuary Securities’ filing, ‘Customer alleges alternative investments were unsuitable.’

Broker Robert Campbell in Weild & CO. Firm Has Customer Complaint

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Campbell (Campbell), currently associated with Weild & CO., has at least one disclosable event. These events include one customer complaint, alleging that Campbell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $871,021.18 on October 16, 2020.

The plaintiff acting as the trustee of OneJet alleging excessive commissions.

Broker Mark Trewitt in Vfg Securities, INC. Firm Has Customer Complaint

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Trewitt (Trewitt), previously associated with Vfg Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Trewitt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,000,000.00 on October 15, 2020.

Misrepresentation, fraud, investments in unsuitable alternative investments, and breach of fiduciary duty.

There are Recent Customer Complaints with Broker Hayes Clark in Firm Stifel, Nicolaus & Company, Incorporated

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hayes Clark (Clark), previously associated with Stifel, Nicolaus & Company, Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,830.00 on October 20, 2020.

Client alleges registered representative traded excessively without the client’s knowledge or consent. Timeframe 3/17/18 through 9/15/20.

Broker Robert Donovan in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Donovan (Donovan), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Donovan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $550,000.00 on October 15, 2020.

Allegations as stated by Claimant: Time frame: January to March 2020\<char_lb_r>\, \<char_lb_r>\, Allegations: Claimants’ counsel alleges unsuitability of certain investments, and that such investments resulted in principal losses. Claimants’ counsel further alleges financial advisor executed transactions that resulted in a substantial tax bill without adequately discussing the tax consequences with Claimants.

There are Recent Customer Complaints with Broker Jami Mcfeeters in Firm Edward Jones

March 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jami Mcfeeters (Mcfeeters), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mcfeeters recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,850.00 on October 21, 2020.

The client alleges his former FA misrepresented by omission the consequences of moving his 401k over in relation to a loan he had against said 401k resulting in taxes and penalties being owed.

There are Recent Customer Complaints with Broker Cortez Patten in Firm Fidelity Brokerage Services LLC

March 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cortez Patten (Patten), previously associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Patten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on October 27, 2020.

Breach of fiduciary duty in connection with SOAEX