Securities Lawyers Blog

There are Recent Customer Complaints with Broker Evguenia Funderburk in Firm Ameriprise Financial Services, LLC

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Evguenia Funderburk (Funderburk), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Funderburk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $15,000.00 on December 29, 2025.

The client alleged her advisor misrepresented how funds were made available to her for withdrawal in 2022 and 2023, creating a margin loan within the client’s account.

Broker Ryan Henahan in Wealth Enhancement Brokerage Services, LLC Firm Has Customer Complaint

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Henahan (Henahan), previously associated with Wealth Enhancement Brokerage Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Henahan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on December 22, 2025.

The firm received a written complaint on 12/22/2025 alleging unauthorized trades by the advisor during a transition.

Broker Jeffrey Mahoney in Van Clemens & CO. Incorporated Firm Has Customer Complaint

March 4, 2026 | by Staff Attorney

Currently financial advisor Jeffrey Mahoney (Mahoney), currently employed by brokerage firm Van Clemens & CO. Incorporated has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on December 22, 2025.

Clients alleged that private placements/investment purchased between 2013 and 2019 were unsuitable.

Broker Sam Bhushan in Cabin Securities, INC. Firm Has Customer Complaint

March 4, 2026 | by Staff Attorney

Previously financial advisor Sam Bhushan (Bhushan), previously employed by brokerage firm Cabin Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,400,000.00 on December 30, 2025.

Bhushan was the subject of the customer’s complaint regarding a reg D private placement. The complaint against his member asserted the following causes of action, fraud, misrepresentation, omissions of material facts, unsuitable recommendations, breach of contract, and breach of fiduciary duty.

There are Recent Customer Complaints with Broker Don Linzer in Firm Great Point Capital LLC

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Don Linzer (Linzer), previously associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Linzer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,411,469.90 on December 30, 2025.

Claimant alleges recommending a speculative, high=risk investments that was entirely unsuitable.

There are Recent Customer Complaints with Broker Jill Singer in Firm LPL Financial LLC

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jill Singer (Singer), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Singer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $16,942.00 on December 28, 2025.

Customer alleges that not all terms of annuity were properly disclosed.

Broker Igor Harlap in UBS Financial Services INC. Firm Has Customer Complaint

March 4, 2026 | by Staff Attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Igor Harlap (Harlap), currently employed by UBS Financial Services INC. has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Harlap’s most recent customer complaint alleges that Harlap recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a pending customer complaint on December 30, 2025.

Allegations as stated by Claimant (include time frame of the alleged activity): 2025\, Time frame: Claimants allege their financial advisor improperly recommended a concentrated position in structured notes and alternative investments.

Broker Edward Fernandez in Capulent LLC Firm Has Customer Complaint

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Fernandez (Fernandez), currently associated with Capulent LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fernandez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $425,000.00 on December 29, 2025.

Claimants allege that a $371,290 investment in a Versity sponsored DST was unsuitable for them based on their investment objectives and risk tolerances.

Broker William Candler in Jcc Capital Markets, LLC / Cabin Securities, INC. Firm Has Customer Complaint

March 4, 2026 | by Staff Attorney

Currently financial advisor William Candler (Candler), currently employed by brokerage firm Jcc Capital Markets, LLC / Cabin Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,400,000.00 on December 30, 2025.

Candler was the named respondent of the customer complaint regarding a reg D private placement. The complaint alleges the following causes of action; fraud, misrepresentation, omissions of material facts, unsuitable recommendations, breech of contract, and breach of fiduciary duty.

There are Recent Customer Complaints with Broker Genevieve Mar in Firm Berthel, Fisher & Company Financial Services, INC.

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Genevieve Mar (Mar), currently associated with Berthel, Fisher & Company Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 23, 2025.

The claimants allege the investments they purchased from 2011-2016 were not suitable and were misrepresented to them.