Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Microventure Marketplace Inc. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
MicroVenture Marketplace is a securities broker-dealer. The firm was formed in Delaware in 2009.
Microventure Marketplace Inc. – By the Numbers:
- CRD #: 152513
- Regulatory Events: 1
- Broker Employees: 17
Microventure Marketplace Inc. – In the News:
FINRA v. Microventure Marketplace Inc. (Case #2017052392101) – Microventure failed to make required filings with FINRA pursuant to FINRA Rule 5123 in connection with 20 private placement offerings. Additionally, the firm made one late Rule 5123 filing. Such conduct violated FINRA Rules 5123 and 2010.
Gana Weinstein LLP has successfully handled hundreds of customer investment disputes with their brokerage firms. Our attorneys can help you detect and uncover suspicious activity in your accounts. Our consultations are free and we welcome all inquiries.