Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Commerce Brokerage Services, Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Commerce Brokerage Services is the broker-dealer of Commerce Bank, operating within its institutional fixed income business to provide fixed income trading, asset liability management, safekeeping and bond accounting services to institutional clients. Registered since 1985 and based in Clayton, Missouri, the firm is part of Commerce Bancshares of Kansas City, a regional banking company with more than 155 years of history and branches across the Midwest.
Commerce Brokerage Services, Inc. – By the Numbers:
- CRD #: 17140
- Regulatory Events: 5
- Broker Employees: 34
Commerce Brokerage Services, Inc. – In the News:
FINRA v. Commerce Brokerage Services, Inc. (Case #2023077782601) – On two occasions, during the period June 2015 to May 2023, Commerce Brokerage failed to comply with FINRA’s Code of Arbitration Procedure for Industry Disputes. Accordingly, the firm violated FINRA Rule 2010.
Gana Weinstein LLP has successfully litigated broker disputes through verdict or settlement. We represent both individuals and institutions throughout the country in FINRA arbitration, as well as commercial litigation in state and federal courts. Our consultations are both free and thorough and our securities litigation attorneys can help you uncover wrongful activity in your account.