According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Farrar (Farrar), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Farrar recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in PFS Investments Inc.
There are Recent Customer Complaints with Broker Juan Uribe in Firm PFS Investments INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Uribe (Uribe), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Uribe recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Jose Quinones in PFS Investments INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jose Quinones (Quinones), previously associated with PFS Investments INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Quinones recommended unsuitable investments in different investment products including debt securities…
Broker Vernon Syverson in PFS Investments INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vernon Syverson (Syverson), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Syverson recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Calvin Franklin in PFS Investments INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Calvin Franklin (Franklin), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Franklin recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Ricky Campbell in PFS Investments INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricky Campbell (Campbell), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Campbell recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Perry De Leeuw in PFS Investments INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Perry De Leeuw (De Leeuw), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that De Leeuw recommended unsuitable investments in different investment products including debt securities…
Broker John Howell in PFS Investments INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Howell (Howell), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Howell recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Norman Dsilva in Firm PFS Investments INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Norman Dsilva (Dsilva), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Dsilva recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Stephanie Lampley in Firm PFS Investments INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephanie Lampley (Lampley), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Lampley recommended unsuitable investments in different investment products including debt securities among other allegations…