Close

Articles Posted in Paulson Investment Company

Updated:

Advisor Raymond Clark Suspended Over Allegations of Securities Related Misconduct

The Financial Industry Regulatory Authority (FINRA) sanctioned broker Raymond Clark (Clark) and imposed findings: (1) suspending the broker for three months and fined $6,000 for using his personal email account to communicate with a customer; (2) suspended for four months and fined $10,000 for making false statements to his firm;…

Contact Us