According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Don Linzer (Linzer), previously associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Linzer recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Vieth (Vieth), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vieth recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Beaudoin (Beaudoin), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Beaudoin recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Pecha (Pecha), currently associated with Great Point Capital LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Pecha recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Crigler (Crigler), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Crigler recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Barancyk (Barancyk), previously associated with Great Point Capital LLC, has at least 3 disclosable events. These events include 2 customer complaints, one regulatory event, alleging that Barancyk recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Chernin (Chernin), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chernin recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Kocsis (Kocsis), currently associated with Great Point Capital LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Kocsis recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Kemps (Kemps), previously associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kemps recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bob Bassari (Bassari), previously associated with Great Point Capital LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bassari recommended unsuitable investments in different investment products including debt securities among other…