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Articles Posted in Gateway Sports MGM

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FINRA Bars Broker David Blasik Concerning Allegations of Outside Business Activities

The Financial Industry Regulatory Authority (FINRA) sanctioned and barred broker David Blasik (Blasik) concerning allegations that Blasik engage in outside business activities. When the outside business activity also includes the recommendation of investments the activity is referred to in the industry as “selling away.” FINRA Rule 8210 authorizes the regulator…

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