According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dawn Nelson (Nelson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Nelson recommended unsuitable investments in different investment products including debt securities among other allegations and…
Articles Posted in Edward Jones
There are Recent Customer Complaints with Broker Geraldine Polvino in Firm Edward Jones
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Geraldine Polvino (Polvino), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Polvino recommended unsuitable investments in different investment products including debt securities among other allegations and…
There are Recent Customer Complaints with Broker Robert Sitton in Firm Edward Jones
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Sitton (Sitton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Sitton recommended unsuitable investments in different investment products including debt securities among other allegations and…
Broker Jeffrey Scott in Edward Jones Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Scott (Scott), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Scott recommended unsuitable investments in different investment products including debt securities among other allegations and…
Broker Cheryl Dial in Edward Jones Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cheryl Dial (Dial), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Dial recommended unsuitable investments in different investment products including debt securities among other allegations and…
Broker Shawn Johnson in Edward Jones Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Johnson (Johnson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and…
Broker George Schwing in Edward Jones Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Schwing (Schwing), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Schwing recommended unsuitable investments in different investment products including debt securities among other allegations and…
Broker Keith Weik in Edward Jones Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Weik (Weik), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Weik recommended unsuitable investments in different investment products including debt securities among other allegations and…
Broker Jenifer Sutton in Edward Jones Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jenifer Sutton (Sutton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Sutton recommended unsuitable investments in different investment products including debt securities among other allegations and…
There are Recent Customer Complaints with Broker Darwin Pressley in Firm Edward Jones
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darwin Pressley (Pressley), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pressley recommended unsuitable investments in different investment products including debt securities among other allegations and…