According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Dobbs (Dobbs), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dobbs recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Centaurus Financial
There are Recent Customer Complaints with Broker Jeffrey Scott in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Scott (Scott), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Scott recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Terri Fassi in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Terri Fassi (Fassi), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fassi recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Atul Makharia in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Atul Makharia (Makharia), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Makharia recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Mark Arthur in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Arthur (Arthur), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Arthur recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Craig Sturges in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Sturges (Sturges), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sturges recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Ricky Mantei in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricky Mantei (Mantei), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mantei recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Sean Burr in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Burr (Burr), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Burr recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Michael Seymour in Firm Centaurus Financial, INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Seymour (Seymour), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Seymour recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker James Peters in Centaurus Financial, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Peters (Peters), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Peters recommended unsuitable investments in different investment products including debt securities among other allegations…