According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Perl (Perl), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Perl recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danielle Jordan (Jordan), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jordan recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Travis Mcclarney (Mcclarney), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcclarney recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Lacedonia (Lacedonia), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lacedonia recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blake Martin (Martin), currently associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nuzha Petro (Petro), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Petro recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Jiles (Jiles), previously associated with Metric Financial, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jiles recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Ben Asher (Ben Asher), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ben Asher recommended unsuitable investments in different investment products including…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Ventura (Ventura), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ventura recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Ivey (Ivey), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ivey recommended unsuitable investments in different investment products including debt securities among other allegations…