According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Cox (Cox), currently associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Cox recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eddie Williams (Williams), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Williams recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Larrabee (Larrabee), currently associated with Benjamin F. Edwards & Company, INC., has at least one disclosable event. These events include one customer complaint, alleging that Larrabee recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clovis Morrison (Morrison), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Morrison recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Selwyn Miller (Miller), previously associated with Lincoln Investment, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Greg Grajek (Grajek), previously associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Grajek recommended unsuitable investments in different investment products including debt securities among other…
Previously financial advisor William Kirke (Kirke), previously employed by brokerage firm Berthel, Fisher & Company Financial Services, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or…
The law offices of Gana Weinstein LLP are investigating consumer complaints concerning Inspired Healthcare Capital (IHC) – a private equity / alternative investment sponsor based in Arizona focused on senior housing, healthcare real estate, and senior living projects. Over recent years, IHC promoted a mix of private placements through Reg…
The law offices of Gana Weinstein LLP are currently investigating claims related to investor losses surrounding the First Brands Group bankruptcy. First Brands is an automotive-parts conglomerate behind brands like Raybestos, Trico, and Champion filters that filed for Chapter 11 in September 2025. The resulting losses have rippled through Wall…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brittany Halpern (Halpern), currently associated with Purshe Kaplan Sterling Investments, has at least one disclosable event. These events include one customer complaint, alleging that Halpern recommended unsuitable investments in different investment products including debt securities among other…