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Broker Dana Vietor in Cfd Investments, INC. Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Dana Vietor (Vietor) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Vietor was employed by Cfd Investments, INC.…

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Broker William Bredt in Raymond James & Associates, INC. Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker William Bredt (Bredt) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Bredt was employed by Raymond James &…

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Broker Jeremiah Roman in PFS Investments INC. Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jeremiah Roman (Roman) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Roman was employed by PFS Investments INC.…

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Broker Derek Copeland in LPL Financial LLC Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Derek Copeland (Copeland) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Copeland was employed by LPL Financial LLC…

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There are Recent Customer Complaints with Broker Robert Gregory in Firm Wells Fargo Advisors Financial Network, LLC

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Robert Gregory (Gregory) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Gregory was employed by Wells Fargo Advisors…

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Broker Richard Ceffalio in LPL Financial LLC Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Richard Ceffalio (Ceffalio) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Ceffalio was employed by LPL Financial LLC…

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Broker Leslie Jackson in Momentum Independent Network INC. Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Leslie Jackson (Jackson) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Jackson was employed by Momentum Independent Network…

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There are Recent Customer Complaints with Broker Keith Baron in Firm Equity Services, INC.

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Keith Baron (Baron) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Baron was employed by Equity Services, INC.…

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Broker John Dougherty in LPL Financial LLC Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker John Dougherty (Dougherty) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Dougherty was employed by LPL Financial LLC…

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Broker James Maurer in Network 1 Financial Securities INC. Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker James Maurer (Maurer) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Maurer was employed by Network 1 Financial…

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