The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jordan Allen (Allen) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Allen was employed by Fidelity Brokerage Services…
Articles Posted in Selling Away
There are Recent Customer Complaints with Broker Rudy Mejia in Firm Estrada Hinojosa & Company, Inc.
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Rudy Mejia (Mejia) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Mejia was employed by Estrada Hinojosa &…
There are Recent Customer Complaints with Broker James Etter in Firm Natalliance Securities, LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker James Etter (Etter) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Etter was employed by Natalliance Securities, LLC…
There are Recent Customer Complaints with Broker Rajesh Markan in Firm Hilltop Securities Inc.
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Rajesh Markan (Markan) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Markan was employed by Hilltop Securities Inc.…
There are Recent Customer Complaints with Broker Matthew Higgins in Firm Barclays Capital Inc.
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Matthew Higgins (Higgins) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Higgins was employed by Barclays Capital Inc.…
There are Recent Customer Complaints with Broker Isaiah Williams in Firm Merrill Lynch, Pierce, Fenner & Smith Incorporated
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Isaiah Williams (Williams) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Williams was employed by Merrill Lynch, Pierce,…
There are Recent Customer Complaints with Broker Jeffrey Higgins in Firm Western International Securities, Inc.
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jeffrey Higgins (Higgins) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Higgins was employed by Western International Securities,…
There are Recent Customer Complaints with Broker John Matson in Firm LPL Financial LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker John Matson (Matson) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Matson was employed by LPL Financial LLC…
There are Recent Customer Complaints with Broker Christopher Christensen in Firm Airlink Markets, LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Christopher Christensen (Christensen) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Christensen was employed by Airlink Markets, LLC…
Broker Juan Rionda in Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Juan Rionda (Rionda) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Rionda was employed by Merrill Lynch, Pierce,…