According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Darmanian (Darmanian), currently associated with Western International Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Darmanian recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lori Farley (Farley), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Farley recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Sinsigalli (Sinsigalli), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Sinsigalli recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryan Chew (Chew), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Chew recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Kalmus (Kalmus), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kalmus recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joel Freedman (Freedman), currently associated with Sanctuary Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Freedman recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Burton Bartlett (Bartlett), previously associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bartlett recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Branchini (Branchini), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Branchini recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Maners (Maners), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Maners recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricardo Uliambre (Uliambre), previously associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Uliambre recommended unsuitable investments in different investment products including debt securities among other…