Currently financial advisor Matthew Zagon (Zagon), currently employed by brokerage firm Cova Capital Partners LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such…
Articles Posted in Alternative Investment
Broker Sam Bhushan in Cabin Securities, INC. Firm Has Customer Complaint
Currently financial advisor Sam Bhushan (Bhushan), currently employed by brokerage firm Cabin Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Broker Jason Valavanis in J.w. Cole Financial, INC. Firm Has Customer Complaint
Currently financial advisor Jason Valavanis (Valavanis), currently employed by brokerage firm J.w. Cole Financial, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such…
There are Recent Customer Complaints with Broker James Waters in Firm Lion Street Financial, LLC
Currently financial advisor James Waters (Waters), currently employed by brokerage firm Lion Street Financial, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such…
There are Recent Customer Complaints with Broker Christopher Hartman in Firm Kovack Securities INC.
Previously financial advisor Christopher Hartman (Hartman), previously employed by brokerage firm Kovack Securities INC. has been subject to at least 3 disclosable events. These events include 3 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
There are Recent Customer Complaints with Broker Keith Kelt in Firm Kovack Securities INC.
Currently financial advisor Keith Kelt (Kelt), currently employed by brokerage firm Kovack Securities INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Broker J Coghlan in Osaic Wealth, INC. Firm Has Customer Complaint
Currently financial advisor J Coghlan (Coghlan), currently employed by brokerage firm Osaic Wealth, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
Gana Weinstein LLP Investigating Investor Losses in Inspired Healthcare Capital Fund
Gana Weinstein LLP Investigating Investor Losses in Inspired Healthcare Capital Fund Gana Weinstein LLP is currently speaking with investors who suffered losses after purchasing shares of Inspired Healthcare Capital Fund, a non-traded REIT. In August 2025, the Fund disclosed it was suspending dividend payments. Around the same time, the company…
Broker Rachel Heege Abode in Cetera Wealth Services, LLC Firm Has Customer Complaint
Currently financial advisor Rachel Heege Abode (Heege Abode), currently employed by brokerage firm Cetera Wealth Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative…
Broker Benjamin Duggan in Empower Financial Services, INC. Firm Has Customer Complaint
Currently financial advisor Benjamin Duggan (Duggan), currently employed by brokerage firm Empower Financial Services, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such…