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Articles Posted in Alternative Investment

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Broker Mark Martino in the Benchmark Company, LLC Firm Has Customer Complaint

Currently financial advisor Mark Martino (Martino), currently employed by brokerage firm the Benchmark Company, LLC has been subject to at least 3 disclosable events. These events include one customer complaint, 2 regulatory events. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or…

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Broker Elba Nogueras in First Southern, LLC Firm Has Customer Complaint

Previously financial advisor Elba Nogueras (Nogueras), previously employed by brokerage firm First Southern, LLC has been subject to at least 2 disclosable events. These events include one customer complaint, one regulatory event. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative…

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Broker Mario Divita in Traderfield Securities INC. Firm Has Customer Complaint

Previously financial advisor Mario Divita (Divita), previously employed by brokerage firm Traderfield Securities INC. has been subject to at least 3 disclosable events. These events include one customer complaint, 2 regulatory events. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative…

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Broker Jeffrey Warren in Vanderbilt Securities, LLC Firm Has Customer Complaint

Currently financial advisor Jeffrey Warren (Warren), currently employed by brokerage firm Vanderbilt Securities, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…

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Broker Kim Monchik in Spartan Capital Securities, LLC Firm Has Customer Complaint

Currently financial advisor Kim Monchik (Monchik), currently employed by brokerage firm Spartan Capital Securities, LLC has been subject to at least 3 disclosable events. These events include 2 customer complaints, one regulatory event. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or…

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Broker Andrew Marschall in Pnc Investments Firm Has Customer Complaint

Previously financial advisor Andrew Marschall (Marschall), previously employed by brokerage firm Pnc Investments has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct…

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Broker Rey Descalso in J.w. Cole Financial, INC. Firm Has Customer Complaint

Currently financial advisor Rey Descalso (Descalso), currently employed by brokerage firm J.w. Cole Financial, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such…

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Broker Darryl Ferguson in LPL Financial LLC Firm Has Customer Complaint

Previously financial advisor Darryl Ferguson (Ferguson), previously employed by brokerage firm LPL Financial LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…

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Broker Bradley Goodbred in LPL Financial LLC Firm Has Customer Complaint

Previously financial advisor Bradley Goodbred (Goodbred), previously employed by brokerage firm LPL Financial LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…

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Broker Shad Ketcher in Wealth Enhancement Brokerage Services, LLC Firm Has Customer Complaint

Currently financial advisor Shad Ketcher (Ketcher), currently employed by brokerage firm Wealth Enhancement Brokerage Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments…

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