Securities Lawyers Blog
The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Tor Brokerage LLC, were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.
TOR Brokerage is a broker-dealer that executes riskless principal and agency transactions for its customers and introduces them to its clearing broker, Electronic Transaction Clearing. Organized in Delaware in February 2005 and operating as a registered broker-dealer since October 2005, the firm has been based in New Jersey with offices in North Bergen and Hazlet.
Tor Brokerage LLC – By the Numbers:
- CRD #: 135274
- Regulatory Events: 1
- Broker Employees: 10
Tor Brokerage LLC – In the News:
FINRA v. Tor Brokerage LLC (Case #2020066583201) – Between January 2017 and November 2018, Tor failed to supervise and record on its books and records approximately $4 million in private securities transactions by two of its registered representatives. This was in contravention of Tor’s written supervisory procedures and violated FINRA Rules 3280(c), 3110(b), and 2010.
Gana Weinstein LLP has successfully handled hundreds of customer investment disputes with their brokerage firms. Our attorneys can help you detect and uncover suspicious activity in your accounts. Our consultations are free and we welcome all inquiries.