Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yi Ping Chou (Chou), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chou recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on April 12, 2021.
Alleged Suitability and conflicts of interest dtd 6/10/2014