Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Xiao Qin Komischke (Komischke), currently associated with Citigroup Global Markets INC., has at least one disclosable event. These events include one customer complaint, alleging that Komischke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $60,000.00 on September 23, 2021.
CLAIMANT ALLEGES THAT FA RECOMMENDED AN UNSUITABLE INVESTMENT IN AN OFFSHORE FIXED ANNUITY WHOSE ISSUER IS NO LONGER SOLVENT AND IS UNDER LIQUIDATION ORDER AND THAT THE FA MISREPRESENTED THAT THE INVESTMENT WAS A CD.