Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wilson Colberg Trigo (Colberg Trigo), currently associated with First Southern, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Colberg Trigo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on April 29, 2025.
Claimant alleges the investments in Puerto Rico closed-end funds and Puerto Rico municipal bonds were unsuitable, over-concentrated, and misrepresented as safe investments.