Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Valentine (Valentine), currently associated with Oppenheimer & CO. INC., has at least one disclosable event. These events include one customer complaint, alleging that Valentine recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on August 26, 2025.
TRUSTEE ALLEGES THAT UNAUTHORIZED TRANSACTIONS HAVE TAKEN PLACE IN THE ACCOUNT FROM DECEMBER 2023 THROUGH THE PRESENT