Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Shopoff (Shopoff), currently associated with Shopoff Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shopoff recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $180,000.00 on December 21, 2021.
Plaintiff alleges misstatements and omissions, and related claims, in connection with Tenant-in-Common/1031 Exchange investment transactions in real estate property in late 2016.