Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Reedy (Reedy), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Reedy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $138,000.00 on April 14, 2025.
Client alleged that advice from advisor to sell shares created an unanticipated tax implication. Allegation dates 02/08/2024 – 4/14/2025.