Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Novack (Novack), previously associated with Cfd Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Novack recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $70,000.00 on June 26, 2024.
Claimant alleges that representative recommended unsuitable investments in a misleading manner.