Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Hinman (Hinman), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hinman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $300,000.00 on November 13, 2023.
Customer alleges representative recommended an unsuitable investment strategy resulting in unfavorable tax consequences