Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Heftel (Heftel), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Heftel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on August 23, 2022.
Client alleges registered representative recommended an unsuitable product.