Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Haese (Haese), currently associated with Superior Financial Services, inc., has at least one disclosable event. These events include one customer complaint, alleging that Haese recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $431,011.89 on April 22, 2022.
Customer purchased bonds through an investment advisory firm and a dually registered representative that is associated with Superior Financial Services, Inc.