Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Chancellor (Chancellor), previously associated with First Allied Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Chancellor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $132,000.00 on November 02, 2021.
Claimant alleges former registered representative recommended alternative investments which were unsuitable.