Articles Tagged with Wedbush Securities Inc.

There are Recent Customer Complaints with Broker Marc Miller in Firm Wedbush Securities Inc.

March 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Miller (Miller), currently associated with Wedbush Securities Inc., has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on March 03, 2025.

Customer alleges that an investment recommendation was unsuitable and misleading.

Broker William Sandeman in Wedbush Securities Inc. Firm Has Customer Complaint

March 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Sandeman (Sandeman), previously associated with Wedbush Securities Inc., has at least one disclosable event. These events include one customer complaint, alleging that Sandeman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $350,000.00 on October 01, 2024.

Losses in the ETF and ETN holdings.