Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Walter Stallones (Stallones), previously associated with Momentum Independent Network INC., has at least one disclosable event. These events include one customer complaint, alleging that Stallones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $730,000.00 on February 18, 2021.
Misrepresentation, unsuitable recommendations.