Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Walter Nagle (Nagle), currently associated with Ausdal Financial Partners, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Nagle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on August 07, 2024.
BREACH OF FIDUCIARY DUTY; NEGLIGENCE AND NEGLIGENT MISREPRESENTATION; BREACH OF CONTRACT; FAILURE TO SUPERVISE; VIOLATION OF REGULATION BEST INTEREST.