Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker W Gerety (Gerety), previously associated with Ages Financial Services, Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Gerety recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $999,999.00 on April 12, 2021.
In 2016 client invested $100,000 in a natural gas investment with tax advantages. In 2017 client invested $2,000,000 in a diversified portfolio of alternative investments.