Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Vincent Ferrara (Ferrara) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Ferrara was employed by Ameriprise Financial Services, LLC at the time of the activity. If you have been a victim of Ferrara’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,000,000.00 on September 19, 2025.
Client alleges misappropriation of funds.