Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vikas Goel (Goel), currently associated with Westpark Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Goel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,800.00 on March 14, 2023.
Client alleges that the Representative omitted material information and misrepresented the GWG L Bond she purchased in April 2018.