Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Victor Ramirez (Ramirez), previously associated with Bbva Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Ramirez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on May 17, 2022.
Plaintiff’s alleged representative bore responsibility for their failure to pay insurance premiums leading to the lapse of a life insurance policy.