Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Olin Wiley (Wiley), previously associated with Verity Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wiley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $149,828.17 on January 18, 2022.
Unauthorized liquidation of [REDACTED] individual brokerage account in January 2016.